Equalizer started from within the independent BD RIA community, our mission was to organize, standardize, simplify and make operating any size firm manageable.

Intuitive design and extensive on-screen guidance make for a remarkably short learning curve. Easy to use because it was designed by CEO, CCO Operations Managers and Reps/IAR’s

Our exclusive DiscloseSure product disclosure library eliminates the need for your firm to create, maintain, or distribute paper forms. These are updated constantly with input from the BD community to stay compliant. Stop asking Reps to figure out disclosures required. Equalizer provides them a single signature disclosure document containing the exact language needed for every direct sale; Mutual Funds, Variable Annuities, 529s, REITs and more. Personalized to the Customer it further enhances your professional image.

NAF’s are prefilled, signed and can be uploaded. Now submission, approval, and tracking is 100% electronic and paperless. The required 17a3 letter is generated (window envelope ready) for quick mailing to Customer. The suitability data is then tracked and request to refresh sent every 36 months per regulations. FINCEN and OFAC checks are performed 100% automatically, and documented.

Equalizer empowers Reps with an easy process to submit their business electronically, so your firm can go paperless. On screen guidance ensures that NAF & sales disclosures are in place and our LaserApp integration prefills the account application. All appear immediately in Supervisory review queue, prescreened for compliance flags and linked to the application document images. The transaction is automatically placed on the Firms’ blotter. Reduced mail time, cost, paper handling, and errors removes substantial workload from home office staff saving you money.

NAFs, clearing firm account applications, transfer and other forms are prefilled and stored electronically. FINCEN and OFAC checks are performed 100% automatically, and documented.

Few Reps take the initiative to purchase and maintain LaserApp individually which requires installation on every device (PC, laptop, tablet, or smartphone) it is used on. While Equalizer integrates with that method, a superior solution is our LaserApp Anywhere integration:

• Every back office, Rep and Admin User has access to the time saving, accuracy, and professional image benefits prefilled forms provide.
• Eliminates installation on devices so can be used on ANY computer, even a Customers.
• Equalizer preselects the form needed, eliminating searching.