Screen Shots:
Customer Database
Registrations and Transactions
One click LaserApp Integration!
New Account Form
Transaction Entry Screen
Scan, Upload, and Archive Documents and Files
Customer Correspondence:
Write, Route for Approval, & Archive automatically Automated Compliance Forms Consolidated Investment Holdings Statements Customized Compliance Exceptions Report Settings
Write, Route for Approval, & Archive automatically Automated Compliance Forms Consolidated Investment Holdings Statements Customized Compliance Exceptions Report Settings
Transaction Entry Screen
Zoom In on/off
Click above to see or turn off a movable magnifiable area to better view the document
below.
The transaction entry screen was created for direct "check & app," mutual find, variable annuity and otehr businesses.
Automatically creates the required entry blotters that comply with FINRA requirements
