Why Registered Representatives needs Equalizer:
Equalizers empowers you by keeping customers data and transaction activity at the point of origination, you! View the values of client investments*, access all their information, and perform marketing functions anywhere, anytime as you work smarter and increase your income.
Paperwork burdens practically disappear when your forms are filled out automatically using Equalizer. All Representative and Customer information (names, social security numbers, birth dates, addresses, employer, phone numbers, etc.) are filled in for you on the forms you use most. In fact, so much of your current burdens are automated you may actually find doing business enjoyable again!
Stop passing direct “Check & App†mutual fund and annuity sales through unnecessary hands. Now record, process, and get paid quicker and easier than ever.
Key Functions of Equalizer include:
- Work smarter. View and manage your customer data and submit sales from anywhere in the world, anytime, via a secure web connection. No software to install or maintain! Existing customer data is imported from any format, so transition is quick and seamless.
- Consolidated statements*: view or print the account value of your customers various mutual fund and annuity holdings on one simple statement instantly.
- Stop filling out forms by hand! Your name, rep code, and all customer information is automatically entered onto forms and letters! The printed output greatly enhances your professional image. This applies to your New Account forms, compliance disclosures, customer correspondence, add LaserApp and virtually all clearing firm, mutual fund, annuity, and insurance applications are filled in automatically as well!
- Automated sales compliance/disclosure forms: create a single, professional, signature-ready compliance form fulfilling your B/D’s requirements for any transaction you make. No more figuring out which forms might be needed, then hoping you got them all!
- Tracks your client suitability data to prevent exceeding the 36 month time limit. You are alerting when the data needs to be updated. You can even email clients the request to reaffirm their current data. Running our simple report instantly shows the suitability status of ALL your accounts instantly!
- Activity requiring supervisory review is instantly routed to your Supervisor for faster action.
*Optional Module available
*Note: Brokerage account activity requires processing on proprietary clearing firm systems (such as NetExchangePro and Streetscape), this activity is unaffected by Equalizer.
